Global Broker Regulation Inquiry App
WikiFX
Sanford 
1-2 years
What should investors know about the risks of unregulated investment firms like WOOD & Co?
Broker Issues
Regulation
06-14
United States
WikiFX
Reply
The main risk of investing with an unregulated firm like WOOD & Co is the lack of financial oversight. Without regulation, there is no external body to monitor the company’s activities, financial health, or the treatment of investor funds. This can lead to a higher chance of financial mismanagement, fraud, or lack of transparency. Investors need to ensure that they are fully aware of these risks and that they have a clear understanding of the company’s operations before investing.
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