Global Broker Regulation Inquiry App
WikiFX
Bhavani Durga K 
1-2 years
Is Kuni Umi AI Securities considered a regulated broker?
Broker Issues
Regulation
2025-05-27
United States
WikiFX
Reply
Yes, Kuni Umi AI Securities is regulated by the Financial Services Agency (FSA) in Japan. This regulatory body ensures that the firm operates according to Japan's financial laws, providing a level of protection for clients. From my experience, working with a regulated firm like Kuni Umi AI Securities offers a significant level of security as it is required to follow strict guidelines. However, it’s important to understand that Kuni Umi AI Securities focuses on hedge funds and M&A services, which may appeal to institutional investors more than retail traders.
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